Identity and novelty in the avian syrinx

Evan P. Kingsley, Chad M. Eliason, Tobias Riede, Zhiheng Li, Tom W. Hiscock, Michael Farnsworth, Scott L. Thomson, Franz Goller, Clifford J. Tabin, Julia A. Clarke*

*Corresponding author for this work

Research output: Contribution to journalReview articlepeer-review

30 Citations (Scopus)


In its most basic conception, a novelty is simply something new. However, when many previously proposed evolutionary novelties have been illuminated by genetic, developmental, and fossil data, they have refined and narrowed our concept of biological "newness." For example, they show that these novelties can occur at one or multiple levels of biological organization. Here, we review the identity of structures in the avian vocal organ, the syrinx, and bring together developmental data on airway patterning, structural data from across tetrapods, and mathematical modeling to assess what is novel. In contrast with laryngeal cartilages that support vocal folds in other vertebrates, we find no evidence that individual cartilage rings anchoring vocal folds in the syrinx have homology with any specific elements in outgroups. Further, unlike all other vertebrate vocal organs, the syrinx is not derived from a known valve precursor, and its origin involves a transition from an evolutionary "spandrel" in the respiratory tract, the site where the trachea meets the bronchi, to a target for novel selective regimes. We find that the syrinx falls into an unusual category of novel structures: Those having significant functional overlap with the structures they replace. The syrinx, along with other evolutionary novelties in sensory and signaling modalities, may more commonly involve structural changes that contribute to or modify an existing function rather than those that enable new functions.

Original languageEnglish
Pages (from-to)10209-10217
Number of pages9
JournalProceedings of the National Academy of Sciences of the United States of America
Issue number41
Early online date24 Sept 2018
Publication statusPublished - 9 Oct 2018
Externally publishedYes

Bibliographical note

Acknowledgments: This work was funded by Gordon and Betty Moore Foundation Grant 4498 (toJ.A.C., F.G., T.R., and C.J.T.).


  • Bioacoustics
  • Birds
  • Tetrapods
  • Tracheal rings
  • Vocal communication


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